Module 1 – ethics and corporate governance in banking industry: enhanced competency framework - compliance and operational risk management

Law, S. ORCID: https://orcid.org/0000-0002-5231-2845 (2021) Module 1 – ethics and corporate governance in banking industry: enhanced competency framework - compliance and operational risk management. Hong Kong Institute of Bankers.

Abstract/Summary

This module aims to provide the candidates with essential knowledge related to major areas of professional ethics, risk and compliance in the context of corporate governance. The respective ethical and compliance aspects and issues encountered by individuals or corporations in the second line of defence in the context of the boarder risk environment is to be explained.